Hello,
I’m working in full-time job in IT sector, have a 2 year MBA Finance degree and cleared NISM-XV exam, and full fill all pre-requisites for SEBI RA registration. Can SEBI deny my registration on grounds of having a full time job in IT sector ?
Ayush,
I was specifically asked if I had other job and whether being an RA was intended to be my full-time gig. So there is a possibility that SEBI will ask you the same.
I cannot comment on whether SEBI can reject the registration based only on that issue. Do be prepared to give a detailed explanation as to how you can do 100% justice to being an RA while continuing with your IT job.
Hopefully someone with experience on this will also respond.
Hi, I’m a Chartered Accountant with 4+ years of experience in M&A Investment Banking. Yesterday, I passed the RA exam, so wanted to understand how much time I have to wait to receive the certificate.
Currently, on the portal, it is showing as Certificate Status- Pending.
Yes SEBI has the right to reject your application if they deem you are not committed to RA activities. I was quizzed on this for multiple months as I was working a job and was overseas during time of application.
I just checked, I had appeared for the exam on 6th October and received the email from them with the certificate on 9th. So you should also get it after 3-4 days.